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clawmates/docs/PROVENANCE-ASSESSMENT.md
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Omar SobhandClaude Opus 5 18dc0b964b fix(missions): the security scan phase now scans, and task upserts work
Four defects, found by checking the audit's claims instead of trusting
them. Two of the audit's own findings turned out to be wrong, and the
registry that exists to record which config keys are read was itself
inaccurate — so the corrections are part of the change.

upsert_task raised 42P10 on every call, for every caller
  `mission_tasks_external_uniq` is a PARTIAL unique index (WHERE
  external_id IS NOT NULL). Postgres will not match a partial index to an
  ON CONFLICT target unless the statement repeats the predicate, so the
  upsert failed on its first row. Both callers — the task-card parser that
  turns INT markers into tasks, and the security scanner — map the error to
  a string their caller logs. Two features were broken and nothing was red.
  Regression test in cm-db with a negative control: reverting the WHERE
  reproduces 42P10 exactly.

the security scan never ran
  `security_scan::run` was reachable only from an operator button, so
  security_hardening.toml — a workflow whose entire first phase is a scan —
  ran an agent that was never told to scan and never fired the scanner
  either. phase_runner now sweeps finished security_scan phases, mirroring
  the benchmark baseline sweep that was added for the identical defect.
  Guarded on a new completion marker rather than on findings: a clean scan
  writes no findings, so a findings-guard would rescan forever. The marker
  also answers the question an operator actually asks, which is not "how
  many findings" but "was this looked at, by what, and when".

two recipes could not fail
  security_hardening.toml and benchmark.toml carried no `task` and no
  `done_when` on any phase. A phase without done_when never enters
  evaluating, is never judged, and reports completed whatever it did — so a
  security mission could scan nothing and go green, and a benchmark mission
  could record no baseline that the next refactor would then compare
  against. Both now state the work and the condition, with inert keys
  annotated inline rather than deleted, so the gap between what a recipe
  asks for and what a phase receives stays visible.

the config registry was wrong in both directions
  `harness` was listed NOT IMPLEMENTED while benchmark_runner reads it and
  phase_runner runs a baseline through it. `tools` was listed NOT
  IMPLEMENTED while security_scan::run reads it. A registry that exists so
  an operator can trust what a recipe does is worse than useless when it is
  inaccurate. Both corrected, `bench_name` and `cmd` added, and
  `test_command` deleted — it had neither a reader nor a writer, so it
  described a situation that could not arise.

Also: CLAWMATES_JUDGE_MODEL had two different defaults (opus-4-8 in
routes/topology.rs vs opus-5 in cm_runtime::judge_model) and a doc comment
naming a third; topology now calls the one function. GITEA_TOKEN's absence
in mission_plan is stated rather than degrading to the same "could not be
read" string a private repo produces.

BRAINHUB_API_KEY needed no change — hub::push already rejects an unset key
with a named error. That half of the finding was overstated.

Co-Authored-By: Claude Opus 5 <[email protected]>
2026-08-19 08:08:27 -07:00

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# Provenance: what we can answer today, and what we cannot
*Assessment only. No schema, no migration, nothing built. Written 2026-08-19.*
The question this exists to answer is narrow and practical:
> An agent said something. Where did it come from?
That is the question a provenance layer has to make answerable. Everything
below is measured against it.
## The short answer
We can reconstruct **what an agent did**, on both execution paths, for seven
days. We cannot reconstruct **why it said what it said** on any path, at any
retention, because no store links a statement to the evidence that produced it.
There is no claim as a first-class object anywhere in the system.
That is a design gap, not a bug. Nothing is broken; the edge was never built.
## What each store actually holds
### `mission_events` — the action record
The main one. Structured rows for the mission path: tool calls, phase
transitions, agent lifecycle.
- **Retention: 7 days** (`EVENT_RETENTION_DAYS`, `mission_gc.rs`). This is the
single most consequential fact in this document. The richest signal we have
expires before most retrospectives happen, and a level-up proposal citing an
event id older than a week points at nothing.
- `reasoning` rows **are written** (`topology_worker.rs`) and **are read by
nothing**. `routes/world.rs` explicitly excludes them, with a comment saying
so. The model's stated rationale is recorded and then discarded unread.
- No foreign key to `run_id``0075` dropped it deliberately. Events reference
runs by convention, so nothing enforces that the reference resolves.
### `steps` — the rich record, on the wrong path
Structurally the best provenance we have: `kind`, `tool_name`, `input`,
`output`, **and `taint[]`** — per tool call, with the taint sources carried
through.
It is **chat-path only**, and not by omission. `steps.message_id` references a
chat message, and `runtime::record_step` is the sole writer. A mission phase
has no message, so it cannot write a step even in principle.
The consequence is worth stating plainly: the execution path that does the
substantial work — missions — produces the *poorer* provenance record, and the
path that produces the good one is the conversational one. Any real provenance
work starts by resolving that asymmetry, and it is a schema change, not a call
site.
### `audit_log` — genuinely immutable, narrowly used
A `BEFORE UPDATE OR DELETE` trigger (`0001_init.sql`) makes rows append-only for
real, not by convention. It is the only tamper-evident store in the system.
It is used mostly as a rate-limit counter. The mechanism we would want for
provenance already exists here and holds almost none of the content we would
want in it.
### Approvals — the best-shaped record we have
Approval rows carry `taint_sources[]` and the exact preview a human was shown.
For the narrow slice of actions that pass a gate, we can answer "what was the
human told, what did they decide, and what data influenced it" — completely.
This is the shape to copy. It is also, currently, an island.
### The `.brain` — memory, versioned, chat-only
Full `.onion` revision history with `commit`/`revisions`/`rollback`, so a
definition's evolution is fully recoverable. Memory is BM25 keyword recall and
is written on the **chat** path; mission work writes none, so an agent that ran
missions for a week has an empty memory section.
`cm-brain/src/lib.rs:234-239` exposes `set_provenance` / `provenance` — a wired
slot with **zero callers** in the entire workspace. It is a place to put this,
already plumbed, already versioned, already per-agent.
### `mission_phase_summaries` — prose, and overwritten
A model's post-hoc narrative of a phase, **overwritten on retry**. A summary is
a model's later account of its own behaviour, and the retry that changed the
outcome erases the account of the attempt that failed — which is precisely the
one worth reading.
## The questions we cannot answer
Concretely, with what breaks each:
| Question | Why not |
|---|---|
| "Why did the agent claim X?" | No claim object; no edge from a statement to a tool result |
| "Which tool output led to this file change?" | Mission path writes no `steps`, so no input/output pair exists |
| "What did the agent believe when it decided?" | `reasoning` rows are written and read by nothing |
| "Was this conclusion derived from tainted input?" | `taint[]` exists only on the chat path |
| "What happened on the attempt that failed?" | Phase summaries are overwritten on retry |
| "Why did this mission go wrong last month?" | 7-day retention |
The recurring shape: **the pieces exist, individually, on the wrong path or
unread.** This is not a system that lacks provenance primitives. It is one where
they were never connected into something that answers a question.
## Two candidate paths
### A. Postgres claim/edge tables
Add a claim as a first-class row, and edges from claim → evidence (tool call,
file, event). Extend `steps` off the mission path so mission tool calls record
input/output/taint the way chat ones do.
- **For:** stays in the store we already query, back up and migrate; the
approvals record already proves the shape works here; no new dependency.
- **Against:** a real schema addition on a 79-migration database; retention
policy must be decided deliberately (7 days makes the whole thing pointless);
graph queries in SQL get awkward exactly when they get interesting.
### B. Adopt `clawhdf5-agent::knowledge` + `::provenance`
Already in the dependency graph via the clawsync patch — declared in the
workspace `Cargo.toml`, and **no crate depends on it**. Roughly 21k lines:
typed entities, relations including `RelationType::Causal`, BFS and spreading
activation; `provenance.rs` with `MemorySource` / `content_hash` /
`session_id`.
- **For:** the causal structure is the thing we lack, and it is written; it is
per-agent and per-file, matching the `.brain` model; `set_provenance` is
already the slot it would fill.
- **Against:** 21k lines of unexercised code entering a critical path; it is
file-local, so cross-agent queries need a second mechanism; the `.brain` is
reaped with the agent, which is the wrong lifetime for an audit record.
### What the research says about choosing
`MemoryLake on MemoryArena` (2026-08-14) compared memory backends with the
backend as the only changed component. Structured beat vector RAG and
long-context — on success rates of 9/40, 12/20 and 4/20, with every system
scoring zero somewhere. `Harness the Memory` (08-15) found no substrate
dominates, and that *excessive* retrieval actively harms agent decision-making
even while helping factual QA.
Read together: a substrate swap is not where the win is, and adopting a graph
memory because it is more sophisticated is not supported by the evidence. That
argues for **A first** — make the record complete and correctly retained on the
path that matters — and to treat B as a question to measure later, against a
baseline captured beforehand.
`D²ACCI` (08-18) is the sharper finding for us: "end-to-end evaluation reveals
that an error occurred, but not which stage caused it", and its **DCR** metric
grades whether failures stay *localizable*. That is this project's recurring
defect class stated as a research problem, and localizability — not
completeness — is the property a provenance layer here should be judged on.
## The cheapest thing that would help, if we do nothing else
1. **Read the `reasoning` rows we already write.** They exist. Nothing consumes
them. This is a query, not a schema.
2. **Raise retention for a subset.** Seven days is right for volume, wrong for
audit. The distinction is which rows, not how long.
3. **Stop overwriting phase summaries on retry.** The erased attempt is the
informative one.
None of these is the provenance layer. All three are cheap, and each closes a
question we currently cannot answer at all.